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a Department of Neurology, Agnes Ginges Center for Human Neurogenetics,
b Hadassah Embryonic Stem Cell Research Center, Goldyne Savad Institute of Gene Therapy, Hadassah University Hospital, Jerusalem, Israel;
c Monash Institute of Reproduction and Development, Monash University, Australia;
d Department of Obstetrics and Gynecology, Hadassah University Hospital, Jerusalem, Israel
Key Words. Parkinsons disease • Cell therapy • Human ES cells
Correspondence: Benjamin E. Reubinoff, M.D., Goldyne Savad Institute of Gene Therapy, Hadassah University Hospital, Ein-Kerem, P.O.B. 12,000, Jerusalem, Israel 91120. Telephone: 972-2-6778589; Fax: 972-2-6430982; e-mail: reubinof{at}md2.huji.ac.il
| ABSTRACT |
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| INTRODUCTION |
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Pluripotent human embryonic stem cells (hESCs) [4, 5], which potentially proliferate indefinitely in culture, may supply unlimited numbers of DA neurons for transplantation. The potential of mouse ES cells to generate functional DA neurons and to correct behavioral deficits after engraftment into Parkinsonian rats has been demonstrated [6, 7]. When low numbers of undifferentiated mouse ES cells were implanted into the rat DA-depleted striatum, the cells proliferated and differentiated into functional DA neurons that reduced Parkinsonism. However, lethal teratomas developed in 20% of the animals [6]. In an alternative approach, highly enriched populations of midbrain neural precursors were developed in vitro from mouse ES cells and then implanted into Parkinsonian rats. The engrafted cells led to the recovery from Parkinsonism, and teratoma tumor formation was not observed [7]. The potential therapeutic effect of engrafted hESCs in a Parkinsonian animal model has not yet been evaluated.
We previously derived highly enriched cultures of neural progenitors (NPs) from hESCs [8]. These NPs may serve as a platform for generating DA neurons to treat Parkinsonism. Here, we have implanted the human NPs into Parkinsonian rats. We demonstrate the long-term survival of the graft, lack of teratoma formation, spontaneous differentiation of a relatively small fraction of the transplanted cells into DA neurons, and a significant partial behavioral improvement in the transplanted animals.
| MATERIALS AND METHODS |
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Immunocytochemical Studies
Differentiation was induced on laminin as previously described [8]. Cells were fixed with 4% paraformaldehyde, either 18 hours (for NP markers) or 1 week (for neuronal markers) after plating, then stained for neural cell adhesion molecule (NCAM) (1:10; Dako, Carpinteria, CA), nestin (1:200), polysialic acid NCAM (PSA-NCAM) (1:200; both from Chemicon, Temecula, CA), A2B5 (1:20; American Type Culture Collection [ATCC], Manassas, VA), ß-tubulin III (1:2000) and serotonin (1:1000; both from Sigma, St. Louis), and tyrosine hydroxylase (TH) (1:100; Pel-Freez, Rogeus, AZ). Primary antibody localization was performed by using swine anti-rabbit and goat anti-mouse immunoglobulins conjugated to fluorescein isothiocyanate (FITC) (Dako, A/S Denmark; 1:2050), goat anti-mouse immunoglobulin M (IgM) conjugated to FITC (Jackson Laboratory, West Grove, PA; 1:100), goat anti-rabbit Ig conjugated to Texas Red (Jackson Laboratory; 1:100), and goat anti-mouse IgG conjugated to CyTH3 (Jackson Laboratory; 1:500). Proper controls for primary and secondary antibodies revealed neither nonspecific staining nor antibody cross-reactivity. To determine the percentage of specific cell types, 200500 cells were scored within random fields for each marker in three separate experiments.
RT-PCRAnalysis
Total RNA was extracted from (a) hESC colonies (1 week after passage), (b) free-floating spheres after 6 weeks in culture, and (c) differentiated cells growing from the spheres 1 week after plating in differentiation-inducing conditions, as detailed above. The medium that was used to induce differentiation was supplemented with the combination of 400 µM ascorbic acid (Sigma) and the survival factors NT3 at 10 ng/ml, NT4 at 20 ng/ml, and BDNF at 10 ng/ml (all human recombinants from R&D Systems Inc.). Total RNA was isolated using RNA STAT-60 solution (TEL-TEST, Inc., Friendswood, TX) or TRI-reagent (Sigma), followed by treatment with RNase-free DNase (Ambion, RNA Company, Austin, TX). The cDNA synthesis was carried out using Moloney murine leukemia virus reverse transcriptase (RT) and oligo as a primer, according to the manufacturers instructions (Promega, Madison, WI). To analyze relative expression of different mRNAs, the amount of cDNA was normalized based on the signal from glyceraldehyde-3-phosphate dehydrogenase (GAPDH) mRNA. Levels of different mRNAs expressed by neural spheres and differentiated cells were compared with that in the undifferentiated hESCs. Polymerase chain reaction (PCR) was carried out using standard protocols with Taq DNA polymerase (Gibco). Amplification conditions were as follows: denaturation at 94°C for 15 seconds, annealing at 5560°C for 30 seconds, and extension at 72°C for 45 seconds. The number of cycles varied between 18 and 40, depending on the abundance of particular mRNA. Primer sequences (forward and reverse 5'-3') and the length of the amplified products were as follows:
Oct4 (CGTTCTCTTTGGAAAGGTGTTC, ACACTCGGACCACGTCTTTC; 320 bp)Otx2 (CGCCTTACGCAGTCAATGGG, CGGGAAGCTGGTGATGCATAG; 641 bp)
Pax2 (TTTGTGAACGGCCGGCCCCTA, CATTGTCACAGATGCCCTCGG; 300 bp)
Pax5 (CCGAGCAGACCACAGAGTATTCA, CAGTGACGGTCATAGGCAGTGG; 403 bp)
En1 (CTGGGTGTACTGCACACGTTAT, TACTCGCTCTCGTCTTTGTCCT; 357 bp)
En2 (GTGGGTCTACTGTACGCGCT, CCTACTCGCTGTCCGACTTG; 368 bp)
Lmx1B (TCCTGATGCGAGTCAACGAGTC, CTGCCAGTGTCTCTCGGACCTT; 561 bp)
Nurr1 (GCACTTCGGCAGAGTTGAATGA, GGTGGCTGTGTTGCTGGTAGTT; 491 bp)
Ptx3 (TGGGAGTCTGCCTGTTGCAG, CAGCGAACCGTCCTCTGGG; 372 bp)
TH (GTCCCCTGGTTCCCAAGAAAAGT, TCCAGCTGGGGGATATTGTCTTC; 331 bp)
AADC (CTCGGACCAAAGTGATCCAT, GGGTGGCAACCATAAAGAAA; 252 bp)
Pax6 (AACAGACACAGCCCTCACAAACA, CGGGAACTTGAACTGGAACTGAC; 274 bp)
Nkx2.2 (ACGAATTGACCAAGTGAAGCTAC, AACCCGGGCTGCGGCTGCAGGAAT; 379 bp)
Olig2 (GCTGTGGAAACAGTTTGGGT, AAGGGTGTTACACGGCAGAC; 291 bp)
HB9 (CAAGAAACAGCGAGAGGGAG, AACGCTCGTGACATAATCCC; 300 bp)
ß-actin (CGCACCACTGGCATTGTCAT, TTCTCCTTGATGTCACGCAC; 200 bp)
GAPDH (AGCCACATCGCTCAGACACC, GTACTCAGCGCCAGCATCG; 301 bp)
Sphere Transplantation
6-Hydroxydopamine (8 µg/rat) was stereotaxically injected in 4 µ1 into the right substantia nigra of male Sprague-Dawley rats (weighing 250280 g; coordinates of injection: P = 4.8, L = 1.7, H = 8.6 from bregma). Eighteen days after 6-hydroxydopamine injection, rats were selected for transplantation if they had >350 rotations per hour after s.c. injection of apomorphine (25 mg/100 g body weight) and, if 2 days later, they also had >360 (mean 520 ± 38) rotations per hour after i.p. injection of D-amphetamine (4 mg/kg). Two to five days later, partially mechanically dissociated spheres (passaged for 6 weeks) were transplanted (400,000 cells in 1214 µ1/animal [7]) along two tracts per striatum [6] (coordinates: anteromedial tract, A = 1, L = 2, H = 7.5 to 4; posterolateral tract, AP = 0, L = 3.5, H = 7.5 to 4.5). Control sham-operated rats were injected with vehicle solution. All rats received daily i.p. injections of 10 mg cyclosporine A per kg (Sandimmune; Novartis, Basel, Switzerland).
Behavioral Tests
At 2 weeks and 1, 2, and 3 months after transplantation, the severity of the disease was scored by pharmacological tests in sphere- and vehicle-transplanted animals. Rotations were counted for 1 hour after s.c. injection of apomorphine, and again 2 days later after i.p. D-amphetamine by a computerized rotometer system (San-Diego Instruments, San Diego).
Nonpharmacological tests were performed at 2 weeks and 3 months after transplantation. These included stepping adjustments [9] and forelimb placing [10] tests. The number of stepping adjustments was counted for each forelimb during slow sideway movements in forehand and backhand directions over a standard flat surface. The stepping adjustments test was repeated three times for each forelimb during three consecutive days. The forelimb-placing test assesses the rats ability to make directed forelimb movements in response to a sensory stimulus. Rats were held with their limbs hanging unsupported. They were then raised to the side of a table so that their whiskers made contact with the top surface while the length of their body paralleled the edge of the tabletop. Control rats place their forelimb on the tabletop in response to whisker stimulation almost every time, whereas injured rats do not. Each test included 10 trials of placement of each forelimb and was repeated daily for three consecutive days. The results of both tests are expressed as percentage of forelimb stepping adjustments and placing in the lesioned side, as compared with the nonlesioned side. All behavioral tests were performed blinded to treatment.
Brain Immunohistochemistry
Rats were euthanized by pentobarbital overdose and perfused with saline and 4% paraformaldehyde. Serial 8 µm coronal frozen sections were prepared, and every seventh section was stained with hematoxylin and eosin (H&E) to identify and map the grafts location. Immunofluorescent stainings were performed following 4% formaldehyde fixation with the following primary antibodies: human-specific mitochondria (MITO, 1:20); TH (1:100), nestin (1:50), Musashi (1:400), neuronal nuclei marker (NeuN, 1:50), human dopamine transporter (DAT, 1:2000), human-specific ribonuclear protein (RNP, acetone fixation, 1:20), proliferating cell nuclear antigen (PCNA, methanol fixation, 1:100; all from Chemicon); glial fibrillary acidic protein (GFAP) (1:200), NCAM (1:10), CD44 (1:20; all from Dako); neuro-filament heavy chain (NF, 1:100), ß-tubulin III (1:50; both from Sigma); and Ki67 antigen (1:100; Novocastra Laboratories, Newcastle, U.K.). Goat anti-mouse IgG conjugated to Alexa 488 or Cy3, goat anti-mouse IgM conjugated to Texas Red, goat anti-rabbit IgG conjugated to Alexa 488 or to Texas Red (Jackson Laboratory; 1:100), and goat anti-rat IgG conjugated to Alexa 488 (Molecular Probes, Eugene, OR; 1:500) were used where appropriate for detection of primary antibodies. The number of 4',6'-diamidino-2-phenylindole hydrochloride (DAPI)+ nuclei within the grafts was counted every fourth section in eight animals using a computerized image analysis system (Image-Pro version 4.1, Media Cybernetics, Silver Spring, MD). The graft borders were defined by anti-human-specific mitochondria staining. Cell counts from serial sections were corrected according to the Abercrombie method (1946) and adjusted to the total size of the graft [11]. From the 10 animals that were evaluated for amphetamine-induced rotational behavior, serial brain sections were available in six animals for counting of TH+ neurons. TH+ neurons were counted every fourth section, double-labeled for TH and human mitochondria, and adjusted for the whole graft following Abercrombie correction (1946) [11]. Images were taken by a fluorescent (Nikon E600, Kanagawa, Japan) and a confocal microscope (Zeiss, Feldbach, Switzerland) to ensure colocalization of nuclear, cytoplasmic, or membranal signals to the same cell.
Statistical Analysis
Values in the behavioral tests and cell counts are given as mean ± standard error. The mean number of rotations in the pharmacological behavioral tests, at baseline and after 12 weeks, were compared by Students t-test. The mean results (in percentage) of nonpharmacological tests were also compared among the experimental groups using Students t-test. One-tailed analysis of variance, followed by the Bonferroni post hoc test, was used for multiple comparisons in the pharmacological behavioral tests. Pearsons correlation coefficient was calculated to determine the association between total number of TH+ neurons and recovery of amphetamine-induced rotational behavior. A p < .05 was considered statistically significant.
| RESULTS |
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We further characterized the phenotype of the NPs following spontaneous differentiation in vitro. Upon withdrawal of mitogens from the medium and plating on laminin, the spheres attached rapidly, and cells migrated out to form a monolayer of differentiated cells. After 7 days of differentiation, the expression of the regulatory genes of midbrain development and markers of DA neurons was upregulated in the differentiated progeny (Fig. 1J
). Double-labeling studies showed that 29.0% ± 0.6% of the cells were immunoreactive with anti-ß-tubulin III (a neuronal marker), 0.56% ± 0.05% of the cells co-expressed ß-tubulin III and TH (Fig. 1H
), and 0.89% ± 0.11% co-expressed ß-tubulin III and serotonin (Fig. 1I
). These results suggested that a low percentage (<1%) of the progenitors spontaneously differentiated into putative midbrain or hindbrain neurons.
Survival and Differentiation after Transplantation to Parkinsonian Rats
We next explored the survival, differentiation, and function of the NPs after transplantation into the right striatum of Parkinsonian rats. First, 6-hydroxydopamine was injected into the right substantia nigra to deplete dopaminergic innervation in the ipsilateral striatum. At 3 weeks after formation of the lesion, hESC-derived neural spheres that had been passaged for 6 weeks were grafted into the right striatum of rats that were preselected for pharmacological-induced high rotational activity. The rats were sacrificed for histopathological analysis of the graft 24 hours after transplantation (n = 6 animals), and after behavioral follow-up of 12 weeks (21 sphere- and 17 vehicle-grafted rats).
TH immunohistochemistry showed a rich fiber network in the striatum contralateral to the lesion (Fig. 2A
), but there was no staining on the lesioned side (Fig. 2B
). The grafts were easily identified in brain sections following H&E staining (Fig. 2C
), fluorescent DAPI nuclear counterstaining, and indirect immunofluorescence staining for human-specific markers. At 12 weeks after transplantation, a graft was not identified in two rats, and the brains of three rats were processed for RT-PCR analysis (see below). In each of the remaining 16 animals, two grafts were found, most often as a tubular mass of cells along the needle tract within the striatum. In five animals, one of the two grafts was ectopic and was observed as a round mass in the cortex. An inflammatory process was not observed in the transplanted striata or in the control-depleted striata.
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The number of cells within the grafts was evaluated by counting the number of nuclei within the human mitochondria positively stained grafts in serial sections. At 12 weeks post-transplantation, the average number of human cells per striatum was 294,774 ± 72,401 (n = 8), 73.5% of the initial 400,000 cells that were injected into each animal. Survival of the transplanted cells, as well as their proliferation (see below), could contribute to this figure.
Immunostaining with human-specific and neural markers showed cells within the grafts that maintained the phenotype of undifferentiated NPs and expressed nestin, mushashi-1, and NCAM (Fig. 2FH
), as well as differentiated cells expressing the astroglial progenitor marker CD44, the astrocyte marker GFAP, and the neuronal markers heavy chain NF and NeuN (Fig. 2IL
). Double staining for human mitochondria and TH showed the presence of graft-derived TH+ cells and fibers (Fig. 2MQ
). TH+ fibers were commonly observed within the area of distribution of the grafted cells in the host striatum, with some outgrowth from this area into the host striatum (Fig. 2M
). In vehicle-grafted animals, there were no TH+ cells in the ipsilateral striatum.
At 12 weeks post-transplantation, the number of TH+ cells in the human mitochondriastained areas was counted in serial sections spanning the entire graft in six brains and adjusted to the full volume of the graft. The grafts generated 389 ± 83 TH+ neurons (102630 TH+ neurons per brain), which were 0.18% ± 0.05% of the total number of cells within the graft.
Cells that were decorated with an antibody directed against human dopamine transporter, a specific marker of DA neurons, were identified within the graft and were undetectable in the striatum of medium-grafted controls (Fig. 2R
).
To further confirm the expression of human dopaminergic neuronal markers in the transplanted brains, we performed RT-PCR analysis of striatal samples from vehicle-grafted (n = 2) and NP-grafted (n = 3) rats. Human-specific transcripts of midbrain and DA neuron markers were expressed only in samples from NP-grafted animals (Fig. 3F
). Expression of the transcripts was found only on the transplanted side, and not on the nonlesioned side of the same animals (not shown).
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Functional Recovery of Sphere-Grafted Parkinsonian Rats
Pharmacological-induced rotational behavior was measured in rats that were transplanted either with spheres or with medium at 2 weeks (baseline), 4 weeks, 8 weeks, and 12 weeks after engraftment. Two rats in which no graft was found did not exhibit any improvement in motor function and were excluded from the analysis. In transplanted rats (n = 19), apomorphine-induced rotations decreased in the transplanted group from an average of 624 ± 50 times per hour at baseline to 423 ± 36 rotations per hour at 12 weeks (31% decrease, p = .0015; Fig. 3A
). The control group of rats (n = 17) rotated 567 ± 41 times per hour at baseline and 571 ± 27 after 12 weeks. Amphetamine-induced rotations decreased in the transplanted group of rats (n = 10) from 607 ± 63 per hour at baseline to 334 ± 41 per hour at 12 weeks (45% decrease, p = .001; Fig. 3B
). Amphetamine-induced rotations increased in the control group (n = 10) from 480 ± 66 times per hour to 571 ± 74 rotations per hour at 12 weeks. The total number of TH+ neurons in the engrafted striatum, at 12 weeks after transplantation, was compared with the degree of behavioral improvement (n = 6 animals; Fig. 3E
). A significant correlation was found between the number of TH+ neurons and the degree of improvement in amphetamine-induced rotational behavior (r = .97, p = .001).
Stepping adjustments [9] and forelimb placing [10] are nonpharmacological tests, which may provide a more direct measure of motor deficits that are analogous to those found in human Parkinsons disease [7]. Stepping and placing were examined at baseline (2 weeks) and at 12 weeks after transplantation. At 2 weeks, the transplanted rats (n = 11) did not make any stepping or placing movements on the lesioned side. At 12 weeks, there was a significant improvement in both nonpharmacological tests and in baseline and control rats (n = 10; Fig. 3CD
).
| DISCUSSION |
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We used a simple protocol to direct the differentiation of hESCs into highly enriched cultures of NPs. The NPs expressed transcripts of key regulatory genes of midbrain development, as well as markers of DA neurons, supporting their potential to differentiate into midbrain DA neurons.
After transplantation, a significant functional effect was apparent, as shown by four different behavioral tests. While the pharmacological tests represent asymmetry in dopamine release and in postsynaptic sensitivity to dopamine, the non-pharmacological tests indicate reduced motor activity, which is more closely relevant to the motor manifestations of human Parkinsons diseases. The improvement of behavior was correlated with the demonstration of transplant-derived DA cells, as indicated by immunofluorescence stainings and RT-PCR. At the RNA level, human-specific transcripts of key regulatory genes of midbrain development, as well as markers of DA neurons, were observed in brain samples from the location of the graft. At the protein level, human cells decorated with antibodies against the dopamine neuronspecific marker DAT were observed within the grafts.
It has been shown that low numbers of TH+ cells can bring about functional recovery in the rat Parkinson model. Transplantation studies of in vitroexpanded rat mesencephalic precursors demonstrated that 1,200 grafted DA cells induced partial functional recovery [14]. Studies of primary fetal rat mesencephalic grafts demonstrated that 1,200 dopamine neurons induced complete recovery of amphetamine-induced rotational behavior 6 weeks after transplantation, and that about 400 TH+ neurons were required for a 50% reduction in motor asymmetry [15]. In our study, the hESC-derived grafts gave rise to 389 ± 83 TH+ cells, which is consistent with the partial functional effect observed. In addition, the degree of functional improvement correlated with the TH+ cell counts.
Several studies have suggested that behavioral recovery following cell transplantation may be related to a trophic effect on dying host dopamine neurons [16]. It is possible that trophic effects may have partly contributed to the behavioral recovery that we observed. Further studies are required to confirm that hESCs can differentiate into DA neurons with phenotypes, functionality, and interactions with host neurons that are identical to those of authentic midbrain DA neurons, and to evaluate their potential trophic effect.
Transplantation of neural precursors into the brain at the acute stage of stroke or in inflammatory disease results in their migration toward the lesion and differentiation into the type of cells that were injured [17]. Here, the 6-hydroxy-dopamine lesion induces neuronal degeneration that lacks components of active inflammation or a regenerative process in the brain. The host tissue probably could not direct the transplanted NPs to acquire a DA fate and the proportion of graft-derived TH+ cells in vivo was low, which is similar to their spontaneous occurrence in vitro. Therefore, commitment of the human cells to a DA fate, prior to their transplantation, is a prerequisite for obtaining a larger number of graft-derived DA neurons. Also, it will be important to define the specific developmental stage of such committed precursors that will result in optimal survival, functional integration, and behavioral effects.
Transplantation of low numbers of dissociated undifferentiated mouse ES cells into Parkinsonian rats gave rise to a larger number of TH+ neurons than seen in this study [6]. The reason for this difference is unknown. It may be related to the transplantation of dissociated cells in the mouse ES cell study, as opposed to clumps described in this study, to differences in the stage of development of transplanted cells, or to differences in the biology of cells originating from different species.
The undifferentiated ES cells that were transplanted in the mouse study gave rise to teratomas in a high percentage of the animals. Our cultures of committed NPs did not include undifferentiated hESCs, as suggested by the lack of expression of Oct4. At 12 weeks after transplantation, the engrafted NPs ceased to proliferate, and teratomas or non-neural tissue were not observed. Since a comprehensive search for hESC-derived mesodermal and endodermal progeny was not performed, the differentiation of transplanted human cells to non-neural lineages cannot be ruled out. Thus, while these results are encouraging, additional extensive long-term studies are required to determine the safety of hESC-derived neural progeny transplantation and to rule out potential hazards such as tumor formation or the development of non-neural cells.
| CONCLUSIONS |
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| ACKNOWLEDGMENTS |
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| REFERENCES |
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